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In late 2003, the Ontario Securities Commission informed the Finance Minister's office that Royal Group Technologies would be announcing they were under investigation by the OSC.
The license and registration can be obtained at a securities regulatory agency such as the U.S. Securities and Exchange Commission (SEC) in the U.S., the Ontario Securities Commission in Ontario, Canada, the Autorité des marchés financiers in France and Quebec, Canada, or the Financial Services Authority in the U.K.
However in February 2004 the Ontario Securities Commission and RCMP announced that they were investigating the company in connection with land deals in the Caribbean.