X-Nico

unusual facts about Securities Exchange Commission



CLOB

Central limit order book, a centralised database of limit orders proposed by the Securities Exchange Commission

Consumer Financial Protection Bureau

On July 21, Senator Richard Shelby wrote an op‑ed article for the Wall Street Journal affirming continued opposition to a centralized structure, noting that both the Securities Exchange Commission and Federal Deposit Insurance Corporation had executive boards and that the CFPB should be no different.

Fundageek

The April 2012 JOBS Act opens up the prospects for "equity crowdfunding" however the SEC has not yet defined the required rules for participation.

The Venetian Macao

In early 2011 the United States Department of Justice and the Securities Exchange Commission initiated an investigation into the Las Vegas Sands Corporation with respect to the compliance of its Macao properties with the Foreign Corrupt Practices Act.


see also