He is currently a partner in Freshfields Bruckhaus Deringer's litigation practice group in New York City, and focuses his practice on white collar defense including SEC, FINRA, regulatory enforcement proceedings, and related complex civil litigation.
With expertise in compliance, IdeaPlane's platform was tailored to keep companies compliant with the regulations set forth by organizations like the U.S. Financial Industry Regulatory Authority, Financial Services Authority and U.S. Securities and Exchange Commission.
He is also licensed as a registered representative by the Financial Industry Regulatory Authority as an insurance agent.
Mr. Grano was Chairman of the Board of Governors of the NASD and a member of the NASD’s Executive Committee.
On November 28, 2012 The Financial Industry Regulatory Authority (FINRA) announced that it had filed a complaint against Sledziejowski, charging him with defrauding three customers of more than $4 million through an alleged scheme, carried on primarily outside the securities firm TWS Financial, LLC, involving converting client funds to the use of an entity under his control while allegedly providing inaccurate account statements to his customers.
He holds or has held Financial Industry Regulatory Authority (FINRA) securities series licenses 6, 7, 8 and 22, was a New York Stock Exchange and Municipal Securities Rulemaking Board Principal and an Associated Person with the Commodity Futures Trading Commission.
Industry | Financial endowment | industry | Nigerian Television Authority | Recording Industry Association of America | Australian Recording Industry Association | Tennessee Valley Authority | Port Authority of New York and New Jersey | Palestinian National Authority | Prudential Financial | Metropolitan Atlanta Rapid Transit Authority | Massachusetts Bay Transportation Authority | Coalition Provisional Authority | New York City Housing Authority | Financial Industry Regulatory Authority | Pulp and paper industry | Port Authority Trans-Hudson | Financial Services Authority | Chemical industry | Regulatory compliance | pharmaceutical industry | Norwegian National Academy of Craft and Art Industry | Land Transport Authority | Chief Financial Officer | Chicago Transit Authority | 1997 Asian financial crisis | Qatar Investment Authority | Nuclear Regulatory Commission | financial services | Financial Post |
She also served on compliance Executive Committees of the Securities Industry Association and the Securities Industry and Financial Markets Association (SIFMA), and served on the compliance advisory committee of the Financial Industry Regulatory Authority (FINRA), a securities industry "self-regulatory organization".