Representative Chesley V. Morton, the only stockbroker in the Georgia General Assembly at the time, was principal sponsor of the bill in the House of Representatives.
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On that date, the Federal Bureau of Investigation raided Adbot's office resulting in the cessation of normal operations, as part of an investigation into securities fraud related to Frith's Chicago Partnership Board (CPB) operation, the ill-advised source of Adbot's start-up funding.
These dockets encompass litigation categories as diverse as securities fraud, drugs and other products liability cases, intellectual property infringement, antitrust law violations, airplane crashes, employment practices and consumer data security breaches.
In 1999, following an investigation by the Texas State Securities Board and the Internal Revenue Service, Erxleben pleaded guilty to one count of conspiracy to commit securities fraud, mail fraud and money laundering, and a second count for securities fraud, in connection with misleading statements regarding the past performance of Austin Forex.
He was prosecuted by the U.S. Attorney's Office for the District of New Jersey and convicted of one count of conspiracy to commit securities fraud, and two counts of making false statements, for inflating reported incomes for the Cendant Corporation, when he was Chief Executive Officer of that company in the 1990s, and at its predecessor company CUC International.
John J. Rigas, the founder of Adelphia, was charged with conspiracy, bank fraud, and securities fraud.
On February 15, 2008, Phillip R. Bennett pleaded guilty to 20 charges of securities fraud and other criminal charges.
In 2003, Yagalla pleaded guilty to securities fraud, and was sentenced to five years and five months at Pensacola Federal Prison.
In the 1977 securities fraud case Santa Fe Industries Inc. v. Green, Glendon successfully argued that a party challenging a securities transaction permitted under state law must prove fraudulent deception and not just a breach of fiduciary responsibility.